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Chapter 11: The Regulator

Chapter 11: The Regulator
(PDF, 85 Kb)  
11.1. Approach to regulation 

11.2. Advice and guidance 

11.3 Investigations 

11.4. Enforcement 
11.4.1. Basis of enforcement 
11.4.2. The enforcement powers 
11.4.2.1. To bring civil proceedings in the name of a CIC 
11.4.2.2. To Appoint or Remove directors 
11.4.2.3. To appoint a manager of a CIC 
11.4.2.5. To order the transfer of shares/to extinguish an interest in a company limited by guarantee 
11.4.2.6. To present a petition to the Court for the winding up of a CIC 
11.4.2.7. To apply to the Court for the CIC to be restored to the Register 
11.4.2.8. The Default Condition 

11.5. Accountability of the CIC Regulator 

11.6. Appealing against the CIC Regulator’s decisions
11.6.1. Introduction 
11.6.2. The appeals framework 
11.6.2.1. Introduction to the legislation 
11.6.2.2. Which decisions can be appealed? 
11.6.2.3. The Appeals Process 
11.6.2.4. Time limit for beginning the appeal process 
11.6.2.5. Notices of Appeal 
11.6.2.6. Role of the CIC Regulator
11.6.2.7. Procedure before the Appeal Officer

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